TradeXaminer™  

TXTM : Trade surveillance and compliance monitoring

TX is offered in two flavors:
       Batch - Trade surveillance and compliance monitoring reports run at the end of the             trading day to find suspicious trading behavior.
       Real-time - Trade surveillance and compliance monitoring via a real-time interface that will             flag suspicious activity as it happens. In addition, authorized users can “direct” the             monitoring of order flow associated with a specific account or symbol for increased             awareness of the order flow.
TX also offers a historical view of the trading patterns by client so it is very easy to review the     entire relationship with a client rather than just a single trading day.
TX essentially captures the trade data and stores it in a database that allows FTEN to easily      create new surveillance and compliance checks.

 

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Access:   Speed:   Control:  
  Review all electronic trading for trade surveillance and compliance monitoring. Get real-time alerts of potential violations as trading occurs. Get a daily summary right after closing.

You can manage your clients trading patterns and know they are trading within the guidelines.