To access documents, please click on the document of interest.
FTEN Comment Letters:
Response to European Securities & Markets Authority (ESMA) (PDF, 2.24 MB)
3 October 2011
Comment on International Organization of Securities Commissions (IOSCO) Consultation Report (PDF, 2 MB)
12 August 2011
Response to SEC Consolidated Audit Trail Rule 613 (PDF, 1.33 MB)
9 September 2010
Presentations:
Cross-Market Risk & Surveillance: Trends & Challenges in a Fragmented Marketplace (Webcast)
24 June 2011
Transformational Aspects of Cloud Computing for the Financial Services Industry (PDF, 338 KB)
7 October 2010
What is 15c3-5: SEC Market Access Proposed Rule (PDF, 1.09 MB)
24 May 2010